Zale Corp. 2 $5,900,000.00 07/02/2008
- Annuity and Life Re (Holdings), Ltd. $10,500,000.00 07/07/2008
- ChoicePoint, Inc. $10,000,000.00 07/07/2008
- DVI, Inc. $4,500,000.00 07/07/2008
- The Quizno^s Corporation $1,522,499.30 07/08/2008
- Sears Roebuck Acceptance Corp. $15,500,000.00 07/08/2008
- divine, Inc. $6,300,000.00 07/09/2008
- Atlas American RSP Index Fund (n/k/a The Renaissance U.S. RSP Index Fund) (Canada) $20,000,000.00 07/14/2008
- Motive, Inc. $10,875,000.00 07/20/2008
- Nash Finch Co. $6,750,000.00 07/21/2008
- Qiao Xing Universal Telephone, Inc. $2,400,000.00 07/21/2008
- CP Ships Limited $1,300,000.00 07/23/2008
- Terayon Communication Systems, Inc. $2,730,000.00 07/25/2008
- Zix Corp. $5,600,000.00 07/27/2008
- UnitedGlobalCom, Inc. $25,000,000.00 07/30/2008
- Concord Camera Corp. $2,000,000.00 07/30/2008
- CSK Auto Corp. $11,700,000.00 07/31/2008
- HCC Insurance Holdings, Inc. $10,000,000.00 07/31/2008
- TNS Inc. $3,600,000.00 08/04/2008
- Cubist Pharmaceuticals, Inc. (SEC) $783,939.00 08/08/2008
- American International Group, Inc. (SEC) $800,000,000.00 08/12/2008
- LNR Property Corp. $4,900,000.00 08/15/2008
- Majesco Entertainment Company $8,099,000.00 08/21/2008
- International Business Machines Corp. $20,000,000.00 08/26/2008
- The St. Paul Travelers Companies, Inc. $77,000,000.00 08/27/2008
- VERITAS Software Corp. $21,500,000.00 08/28/2008
- American Italian Pasta Co. $3,500,000.00 09/05/2008
- Telik, Inc. $5,000,000.00 09/06/2008
- Biovail Corp. $138,000,000.00 09/08/2008
- Biovail Corp. (Canada) $138,000,000.00 09/08/2008
- American Tower Corp. $14,000,000.00 09/09/2008
- OSI Pharmaceuticals, Inc. $9,000,000.00 09/09/2008
- HIA, Inc. $1,000,000.00 09/10/2008
- TOP Tankers, Inc. $1,200,000.00 09/12/2008
- LeapFrog Enterprises, Inc. $2,300,000.00 09/20/2008
- Workstream, Inc. $3,900,000.00 09/22/2008
- Pro Net Link Corp. $1,225,000.00 09/23/2008
- KLA-Tencor Corp. $65,000,000.00 09/25/2008
- R&G Financial Corp. $51,000,000.00 09/26/2008
- Xethanol Corp. $2,800,000.00 09/26/2008
- Lumenis Ltd. $20,100,000.00 10/09/2008
- PainCare Holdings, Inc. $2,000,000.00 10/14/2008
- Xerox Corp. $750,000,000.00 10/15/2008
- Team Telecom International Ltd. $4,300,000.00 10/25/2008
- Buca, Inc. $1,600,000.00 11/14/2008
- Arch Leasing Corporation Trust (Ser. 1 Coll. Tr. Bonds) $2,100,000.00 11/26/2008
- MCSi, Inc. $2,250,000.00 12/11/2008
Pro-Active Portfolio MonitoringSM
Responsible investing involves more than proper selection of securities, balancing of portfolios, and accurate reporting to investors.
The major financial centers of the world have developed securities laws and regulations for the protection of investors, small or institutional. These laws prohibit the dissemination of false information, as today's markets are transparent and rely on publicly filed and available information about all listed companies.
Despite stringent regulations, there are many securities fraud situations around the world. While enforcement agencies do their part, private litigation has proven very effective and successful, mostly in the United States, where class actions are possible.
In the United States alone, there are over 100 securities class actions per year, of which over 15% affect European companies and over 75% involve securities listed in Europe as well.
Pro-Active Portfolio Monitoring is the answer for all responsible asset managers with fiduciary duties towards the investor.