Majesco Entertainment Company $8,099,000.00 08/21/2008
- International Business Machines Corp. $20,000,000.00 08/26/2008
- The St. Paul Travelers Companies, Inc. $77,000,000.00 08/27/2008
- VERITAS Software Corp. $21,500,000.00 08/28/2008
- IIC Industries, Inc. $2,542,756.00 08/30/2008
- American Italian Pasta Co. $3,500,000.00 09/05/2008
- Telik, Inc. $5,000,000.00 09/06/2008
- Biovail Corp. $138,000,000.00 09/08/2008
- Biovail Corp. (Canada) $138,000,000.00 09/08/2008
- American Tower Corp. $14,000,000.00 09/09/2008
- OSI Pharmaceuticals, Inc. $9,000,000.00 09/09/2008
- Atlas American RSP Index Fund (n/k/a The Renaissance U.S. RSP Index Fund) (Canada) $20,000,000.00 09/10/2008
- HIA, Inc. $1,000,000.00 09/10/2008
- TOP Tankers, Inc. $1,200,000.00 09/12/2008
- American International Group, Inc. (SEC) $800,000,000.00 09/12/2008
- Brooks Automation, Inc. $7,750,000.00 09/16/2008
- LeapFrog Enterprises, Inc. $2,300,000.00 09/20/2008
- Workstream, Inc. $3,900,000.00 09/22/2008
- Pro Net Link Corp. $1,225,000.00 09/23/2008
- KLA-Tencor Corp. $65,000,000.00 09/25/2008
- R&G Financial Corp. $51,000,000.00 09/26/2008
- Xethanol Corp. $2,800,000.00 09/26/2008
- Heritage Municipal Bonds (SEC) $5,233,966.00 10/08/2008
- Lumenis Ltd. $20,100,000.00 10/09/2008
- First Horizon Pharmaceutical Corp. $4,650,000.00 10/10/2008
- Restoration Hardware, Inc. (2007) $3,700,000.00 10/14/2008
- PainCare Holdings, Inc. $2,000,000.00 10/14/2008
- Xerox Corp. $750,000,000.00 10/15/2008
- Career Education Corp. $4,900,000.00 10/17/2008
- Team Telecom International Ltd. $4,300,000.00 10/25/2008
- U.S. Auto Parts Network, Inc. $10,000,000.00 10/29/2008
- Tommy Hilfiger Corp. $16,000,000.00 10/29/2008
- FARO Technologies, Inc. $6,875,000.00 10/30/2008
- Tenet Healthcare Corp. $65,000,000.00 10/30/2008
- Chiron Corp. $30,000,000.00 11/01/2008
- Exodus Communications, Inc. (2001) $5,000,000.00 11/05/2008
- Levi Strauss & Co. $5,000,000.00 11/07/2008
- Merge Technologies, Inc. $16,000,000.00 11/12/2008
- CP Ships Limited $1,300,000.00 11/13/2008
- Petco Animal Supplies, Inc. $20,250,000.00 11/14/2008
- Buca, Inc. $1,600,000.00 11/14/2008
- Iridium World Communications, Ltd. $20,000,000.00 11/17/2008
- Iridium World Communications, Ltd. $14,850,000.00 11/17/2008
- The Tube Media Corp. $600,000.00 11/17/2008
- Iridium World Communications, Ltd. $8,250,000.00 11/17/2008
- Royal Dutch Petroleum / Shell Transport (SEC) $120,000,000.00 11/18/2008
- Royal Dutch Petroleum Company/The Shell Transport and Trading Company PLC $89,508,000.00 11/18/2008
- Viseon, Inc. $550,000.00 11/19/2008
- Coca-Cola Company $137,500,000.00 11/21/2008
- Bayer AG $18,500,000.00 11/25/2008
- Arch Leasing Corporation Trust (Ser. 1 Coll. Tr. Bonds) $2,100,000.00 11/26/2008
- Mercury Interactive Corp. $117,500,000.00 11/29/2008
- MCSi, Inc. $2,250,000.00 12/11/2008
- Magma Design Automation, Inc. $13,500,000.00 12/17/2008
- Nvidia Corporation (SEC) $596,000.00 12/27/2008
- Atlas Cold Storage Holdings Inc. (Canada) $40,000,000.00 03/02/2009
Pro-Active Portfolio MonitoringSM
Responsible investing involves more than proper selection of securities, balancing of portfolios, and accurate reporting to investors.
The major financial centers of the world have developed securities laws and regulations for the protection of investors, small or institutional. These laws prohibit the dissemination of false information, as today's markets are transparent and rely on publicly filed and available information about all listed companies.
Despite stringent regulations, there are many securities fraud situations around the world. While enforcement agencies do their part, private litigation has proven very effective and successful, mostly in the United States, where class actions are possible.
In the United States alone, there are over 100 securities class actions per year, of which over 15% affect European companies and over 75% involve securities listed in Europe as well.
Pro-Active Portfolio Monitoring is the answer for all responsible asset managers with fiduciary duties towards the investor.